IT Audit/ Compliance Analyst

Banking client seeks an IT Compliance Analyst with Operational Risk and SOX experience for a direct hire role.
Send resumes to sharyn@vertexsolutionsinc.com with salary requirements
 
Job Description:The role is within Business Risk and Control team in Global Banking and Markets in NY, which is primarily an internal control function with responsibility for: IT Operational Risk (Education & Awareness), Risk Controls Assessment, New Product Due Diligence, Dispensation/Risk Acceptance Process.Participate in the undertaking of Risk Control Assessments (RCA) across all asset classes, documenting results and communicating findings to HTS/Business Management. Participate in the undertaking of Internal Control/Themed reviews at request of Global Chief Risk and Control Officer, HTS Management etc. Monitor the implementation and remediation of control deficiencies identified from RCA, Internal Control/Themed Reviews, Audits and SOX, provide guidance to IT staff on suitable controls to remediate findings.Facilitate all asset classes in the undertaking of Dispensation and Risk Acceptance process due to non-compliance with the Group IT & Operations policies and secondary security standards. Track HTS operational losses and conduct root cause analysis on high impact events. Provide recommendations to improve or remediate the applicable processes and/or controls. Assist with the maintenance and development of the HTS RCA templates, and Internal Control/Themed Review templates on an on going basis ensuring that they remain up to date and adhere to all Standards and Policies (e.g. IT & Operations FIM, and Secondary Security Standards). Facilitate the approval from the relevant parties for new product due diligence.Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. Maintain Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators. Be aware of the Operational Risk scenario associated with the role and act in a manner that takes account of operational risk considerations.Other duties as assigned by management. It is essential to have a good understanding of the following: Operational Risk and Internal Control. Information Security. Access Management. Software Development Lifecycle. Incident / Problem Management. Change/ Release Configuration Management. Project Management. Operational Risk Assessment Process.Basic Qualifications:Audit, accounting or other control-related qualifications (e.g. ACA, ACMA, CISA, CIA, CISSP) Experience gained as External/Internal IT auditor, IT SOX Tester, IT Operational Risk, Information Security or IT Management Consulting, IT Project Management Knowledge and experience of controls over the development, administration, security of technology (UNIX, Windows, i-Series, Sybase, Oracle, MSSQL, Middleware (MQ, Websphere) etc ) within an Information Technology function Banking, or Financial Services experience Ability to build and manage effective relationships and obtain buy-in from time constrained people Strong background in operations and/or operational risk Effective team worker with excellent communication skills Self-starter with the ability to operate with a minimum of day to day oversight Able to manage own time and work to defined deadlines Tenacious, with a focus on getting results and clearly communicating remediation requirements as necessary
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Country: USA, State: New York, City: New York, Company: Vertex Solutions Inc..