AML Compliance Specialist at New York

Job Description

Major financial services entity seeksAMLcompliance specialists for long term temporary position. Qualified individuals must have extensive hands on experience with high volume transaction monitoring for AML

purposes.

Responsible for conducting internal reviews of possible violations of the Bank Secrecy Act, USA Patriot Act and securities regulations and all matters related to potential money laundering, terrorist financing, fraud and inappropriate trading activity. Conducts transaction and trading review of client accounts and AML and securities investigations. Support senior staff in performing various global AML and securities compliance responsibilities and special projects.

- Reviews monthly and daily transaction alerts, client securities trading activity, client file review and conducts due diligence searches

- Conducts investigations, prepares suspicious activity reports and securities regulatory filings within mandated timelines.

ACTIMIZE system a plus.

Job Requirements

BS Finance, hands on high volume experience with AML transaction monitoring.
Country: USA, State: New York, City: New York, Company: The Forum Group.